JENKINS, J.—
In these consolidated appeals, appellants ask us to reinstate their claims in which they seek declaratory and injunctive relief on the ground that respondents are allegedly violating sections 1 and 5 of article IX of the California Constitution.
The two lawsuits before us were deemed related but not consolidated in the trial court. In Campaign for Quality Education v. State of California (CQE), plaintiffs are several nonprofit associations and guardians ad litem for minor students attending public schools in California, as well as one adult taxpayer and homeowner and two adult taxpayers and homeowners who are parents of students attending public schools in California. Similarly, in Maya Robles-Wong v. State of California (Robles-Wong), plaintiffs are several nonprofit associations and guardians ad litem for several students attending public schools in California, as well as several California school districts. Intervener California Teachers Association filed a complaint-in-intervention in the Robles-Wong action. Defendants in each action are the State of California and various named persons sued in their official capacities as state officers.
In their operative complaints, all named plaintiffs and intervener (collectively appellants) seek declaratory and injunctive relief based, in pertinent part, on allegations that all named defendants (collectively respondents) are violating sections 1 and 5 of article IX. The overarching nature of the causes of action sought to be reinstated are based on allegations that all public school children have a constitutional right to an education of "some quality," and, alternatively, that the Legislature is currently failing to meet its constitutional duty by employing an irrational educational funding scheme. According to appellants, the Legislature's current method of funding education fails to ensure that all public school children have the opportunity to become educationally proficient according to current legislatively mandated academic standards.
Resolving respondents' separate demurrer and motion for judgment on the pleadings, the trial court sustained the demurrer and granted the motion for judgment on the pleadings, without leave to amend, as to those portions of the causes of action alleging that respondents are violating sections 1 and 5 of article IX. The court granted appellants the right to amend their complaints
In ruling on a demurrer or motion for judgment on the pleadings, the trial court examines the pleading to determine whether it alleges facts sufficient to state a cause of action under any legal theory, with the facts being assumed true for purposes of this inquiry. (Committee for Green Foothills v. Santa Clara County Bd. of Supervisors (2010) 48 Cal.4th 32, 42 [105 Cal.Rptr.3d 181, 224 P.3d 920] (Committee for Green Foothills); Pang v. Beverly Hospital, Inc. (2000) 79 Cal.App.4th 986, 989 [94 Cal.Rptr.2d 643].) Our review is de novo. (Committee for Green Foothills, supra, 48 Cal.4th at p. 42; Schabarum v. California Legislature (1998) 60 Cal.App.4th 1205, 1216 [70 Cal.Rptr.2d 745] (Schabarum).) "[W]e treat the properly pleaded allegations of [the] complaint as true, and also consider those matters subject to judicial notice. [Citations.]" (Alliance Mortgage Co. v. Rothwell (1995) 10 Cal.4th 1226, 1232 [44 Cal.Rptr.2d 352, 900 P.2d 601].) "[T]he allegations of the complaint must be liberally construed with a view to attaining substantial justice among the parties. [Citation.] If there is any reasonable possibility that plaintiff can state a good cause of action, it is error and an abuse of discretion to sustain the demurrer without leave to amend. [Citations.] However, leave to amend is properly denied if the facts and nature of plaintiffs' claims are clear and under the substantive law, no liability exists. [Citations.]" (Beck v. County of San Mateo (1984) 154 Cal.App.3d 374, 379 [201 Cal.Rptr. 365].)
As noted, appellants limit their appeals to seeking reinstatement of those portions of the causes of action that seek to impose liability on respondents for their alleged violations of sections 1 and 5 of article IX.
Appellants contend the language and history of sections 1 and 5 of article IX, and seminal judicial decisions declaring public education to be a fundamental right, lead to the inexorable conclusion that public school students have a judicially enforcible constitutional right to an education of "some quality." After addressing certain preliminary matters, we conclude that sections 1 and 5 of article IX do not provide for a education of "some quality" that may be judicially enforced by appellants.
First, there can be no doubt that the fundamental right to a public school education is firmly rooted in California law as it "has historically been accorded an ascendant position in this state. Indeed, at the very start, article IX of our 1849 Constitution created the office of Superintendent of Public Instruction; required the Legislature to encourage by all suitable means the promotion of intellectual, scientific, moral and agricultural improvement; required the Legislature to establish a system of common schools; and established a fund for the support of the common schools. (See Stats. 1849, p. 32.) ... Section 1 of article IX of the Constitution now provides, as it has since 1879: `A general diffusion of knowledge and intelligence being essential to the preservation of the rights and liberties of the people, the Legislature shall encourage by all suitable means the promotion of intellectual, scientific, moral, and agricultural improvement.' Section 5 of article IX presently mandates, as it has since 1879: `The Legislature shall provide for a system of common schools by which a free school shall be kept up and supported in each district at least six months in every year, after the first year in which a school has been established.'" (California Teachers Assn. v. Hayes (1992) 5 Cal.App.4th 1513, 1522 [7 Cal.Rptr.2d 699] (Hayes).)
Third, we agree with the general proposition, embodied in appellants' arguments, that an education of "some quality" accords with good public policy. However, the question in this case is not whether the concept of an education of "some quality" comports with good public policy. The question before us is whether the right to an education of "some quality" is enshrined, as a constitutional right, under sections 1 and 5 of article IX. Having properly framed the issue, we now analyze appellants' claims under well-settled principles that guide our interpretation of the California Constitution.
In seeking reinstatement of their complaints, appellants alternatively posit that regardless of their educational adequacy argument, they can demonstrate the Legislature's current allocation of funds for the legislatively mandated education of public school children fails to comply with article IX. As a remedy for the purported failure, appellants seek a declaration declaring that the Legislature's current allocation of funds does not provide an adequate education for all public school students, and an order compelling the Legislature to implement an education financing system that complies with the constitutional right to an education under court supervision. We conclude that appellants are not entitled to the requested relief as they cannot show that the constitutional provisions they invoke restrict legislative discretion in allocating funds for the education of public school children.
An overview of California's educational financing scheme, as established by legislation and interpreted by the courts, is helpful to our analysis of appellants' funding claim. "Under the state Constitution, the Legislature is obligated to provide for a public school system. (Cal. Const., art. IX, § 5; Wells[, supra,] 39 Cal.4th [at p.] 1195 [48 Cal.Rptr.3d 108, 141 P.3d 225].) Seeking to promote local involvement, the Legislature established school districts as political subdivisions and delegated to them that duty. (Wells, [supra,] at p. 1195; Butt v. State of California (1992) 4 Cal.4th 668, 680-681 [15 Cal.Rptr.2d 480, 842 P.2d 1240]; see also [Hayes, supra,] 5 Cal.App.4th [at p.] 1523 [7 Cal.Rptr.2d 699].) Historically, school districts were largely funded out of local property taxes. (Serrano v. Priest (1971) 5 Cal.3d 584, 592 [96 Cal.Rptr. 601, 487 P.2d 1241] (Serrano I); Serrano v. Priest[, supra,] 18 Cal.3d [at pp.] 737-738 [135 Cal.Rptr. 345, 557 P.2d 929] (Serrano II); see County of Los Angeles v. Sasaki (1994) 23 Cal.App.4th 1442, 1450 [29 Cal.Rptr.2d 103].) Under the California system of financing as it existed until the 1970's, different school districts could levy taxes and generate vastly different revenues; because of the difference in property values, the same property tax rate would yield widely differing sums in, for example, Beverly Hills and Baldwin Park. (Serrano I, at pp. 592-594.)" (California Redevelopment Assn. v. Matosantos (2011) 53 Cal.4th 231, 243 [135 Cal.Rptr.3d 683, 267 P.3d 580] (Matosantos).)
In Serrano I, supra, 5 Cal.3d 584 (Serrano I) and Serrano II, our Supreme Court invalidated the 1970's system of education financing, "holding that education was a fundamental interest (Serrano I, supra, 5 Cal.3d at pp. 608-609; Serrano II, supra, 18 Cal.3d at pp. 765-766) and that financing heavily dependent on local property tax bases denied students equal protection (Serrano I, at pp. 614-615; Serrano II, at pp. 768-769, 776). The
Thereafter, in 1978, the voters adopted Proposition 13 (Art. XIII A, added by Prop. 13, as approved by voters, Primary Elec. (June 6, 1978)), which "capped ad valorem real property taxes imposed by all local entities at 1 percent (Cal. Const., art. XIII A, § 1, subd. (a)), reducing the amount of revenue available by more than half (Stark, The Right to Vote on Taxes (2001) 96 Nw.U.L. Rev. 191, 198). In place of multiple property taxes imposed by multiple political subdivisions, it substituted a single tax to be collected by counties and thereafter apportioned. (Cal. Const., art. XIII A, § 1, subd. (a).)" (Matosantos, supra, 53 Cal.4th at p. 244.) "Proposition 13 transformed the government financing landscape in at least three ways.... First, by capping local property tax revenue, it greatly enhanced the responsibility the state would bear in funding government services, especially education. [Citations.] Second, by failing to specify a method of allocation, Proposition 13 largely transferred control over local government finances from the state's many political subdivisions to the state, converting the property tax from a nominally local tax to a de facto state-administered tax subject to a complex system of intergovernmental grants. [Citations.] Third, by imposing a unified, shared property tax, Proposition 13 created a zero-sum game in which political subdivisions (city, counties, special districts, and school districts) would have to compete against each other for their slices of a greatly shrunken pie." (Matosantos, supra, at pp. 244-245, fn. omitted.)
"In 1988, the voters added another wrinkle with Proposition 98, which established constitutional minimum funding levels for education and required the state to set aside a designated portion of the General Fund for public schools. (Cal. Const., art. XVI, § 8; see Los Angeles Unified School Dist. v. County of Los Angeles, supra, 181 Cal.App.4th at p. 420; [Hayes,] supra, 5 Cal.App.4th at pp. 1517-1518.) Two years later, the voters revised and effectively increased the minimum funding requirements for public schools. (Prop. 111, as approved by voters, Primary Elec. (June 5, 1990), amending Cal. Const., art. XVI, § 8; see County of Sonoma v. Commission on State Mandates (2000) 84 Cal.App.4th 1264, 1289 [101 Cal.Rptr.2d 784].)"
The judgments of dismissal are affirmed. Defendants and respondents are awarded costs on appeal.
Siggins, J., concurred.
SIGGINS, J., Concurring.
I join fully in the majority opinion authored by Justice Jenkins. I am writing separately to address my particular impressions and observations of the nature of plaintiffs' claim.
There is no question that this case is largely about the adequacy of state financial support for California public schools. Defendants are the State of California, the Governor, State Controller and the Director of the Department
Plaintiffs allege that our state's constitutionally recognized right to education brings with it an obligation of the state to fund education at a qualitative level — an obligation that arises organically and by implication from a reading of article IX, sections 1 and 5 of our state Constitution together. They say, "Taken as a whole, the language and history of article IX make clear that the fundamental right to an education must have some qualitative meaning, and it is the duty of the State to keep up and support an educational system that provides all California school children that fundamental right." This implicit constitutional obligation is yet inchoate and undefined, and no court of our state has yet recognized it.
As much as I can appreciate plaintiffs' frustration and dissatisfaction with the overall adequacy of California's public schools, and recognize our Legislature's challenges in adequately funding schools to meet the standards it sets, I cannot agree that article IX of the California Constitution provides a right to command the state to fund schools at some qualitative level. I so conclude for three principal reasons.
Our state Constitution contains provisions that, plaintiffs acknowledge, explicitly set a minimum level of funding to public schools. But it also contains provisions that set a maximum. Proposition 98 passed by the voters in 1988 and Proposition 111 passed in 1990 established a minimum level of funding commonly known as the minimum funding guarantee, but also established a limit of excess revenues that can go to the schools. (Cal. Const., art. XVI, §§ 8, 8.5.) Moreover, as recently as 2014, voters approved a measure placed on the ballot by the Legislature to add section 21 to article XVI of the state Constitution to create a state reserve for schools and community colleges and thereby lessen the impact of any economic downturn on the amount of money available to the schools under constitutional formulas. For me, these express provisions conflict with plaintiffs' argument that an implicit constitutional right to educational adequacy mandates some other minimum specific level of state support to the schools.
Second, I have no quibble with plaintiffs' position that the state must afford students the "opportunity to obtain a meaningful education and to learn the academic content standards." For me, assessing whether that obligation has been fulfilled begins and ends with whether our educational system enables sufficient numbers of students to meet the standards articulated in state
Plaintiffs say the academic standards articulated in our Education Code inform the constitutional right to a quality education but do not prescribe it. I disagree. It seems to me that our state's obligation to ensure that most students perform at adequate levels is prescribed in the statutory academic standards. In the event that large numbers of students cannot meet expected levels of achievement, an action should arise under the statutes to improve the performance of our public schools without resort to the general language of article IX of the California Constitution as authority. Such a statutory basis for an action would also be in accord with the general principle of judicial restraint that courts should not decide constitutional questions where other grounds are available and dispositive of the issues. (Santa Clara County Local Transportation Authority v. Guardino (1995) 11 Cal.4th 220, 230 [45 Cal.Rptr.2d 207, 902 P.2d 225].) Plaintiffs did not allege any statutory theory for a cause of action in this case, so the parameters of such a claim must await another day.
Finally, also in 2013, our Legislature modified our school funding formula to better address needs based upon differences between school district populations and appropriated an additional $2 billion to the public schools. (Stats. 2013, ch. 47.) Whatever this may mean for the future, one thing seems clear to me. State policymakers are working on the problem, and an action that primarily seeks to increase the amount of state funds provided to the schools may not be the prescription for success. Rather, the balance between more resources and operational and organizational change in the schools may
POLLAK, J., Dissenting.
Of the numerous issues presented by this difficult case, two are fundamental: Do sections 1 and 5 of article IX of the California Constitution compel the state to maintain an elementary school system for grades kindergarten through 12 (K-12) that meets some minimal qualitative standard and, if so, is the claim that the present school system fails to meet that standard justiciable — that is, may the courts entertain that claim and seek to compel the appropriate state agencies to correct the deficiency? Neither question is susceptible to a facile response. The same issues have been considered at length under similar provisions of other state constitutions by the highest courts of numerous states — with different outcomes. Most state supreme courts addressing the question have read their state constitutions implicitly to mandate a minimum qualitative educational system which they have struggled to enforce,
There is, of course, no question but that the California Constitution mandates a public school system, which has been held to apply to grades K-12. (Levi v. O'Connell (2006) 144 Cal.App.4th 700, 708 [50 Cal.Rptr.3d 691].) Section 5 of article IX of the California Constitution requires the Legislature to "provide" for a system of common schools that "shall be kept up and supported" for at least six months of the year. (Italics added.) While this section says nothing explicitly about the necessary quality of such schools, its meaning is informed by section 1 of article IX of the California Constitution. Section 1 begins with the recognition that "[a] general diffusion of knowledge and intelligence" is essential to the preservation of the rights and liberties of the people, and requires the Legislature to "encourage by all suitable means the promotion of intellectual, scientific, moral, and agricultural improvement." Presumably the system of common schools prescribed by section 5 must encourage the promotion of such improvement.
In holding that education is a fundamental interest under our state Constitution's equal protection clause, in the landmark decision Serrano v. Priest (1971) 5 Cal.3d 584 [96 Cal.Rptr. 601, 487 P.2d 1241], the Supreme Court began "by examining the indispensable role which education plays in the modern industrial state. This role, we believe, has two significant aspects: first, education is a major determinant of an individual's chances for economic and social success in our competitive society; second, education is a unique influence in a child's development as a citizen and his participation in political and community life. `[The] pivotal position of education to success in American society and its essential role in opening up to the individual the central experiences of our culture lend it an importance that is undeniable.' [Citation.] Thus, education is the lifeline of both the individual and society."
As the lead opinion recognizes, and I repeat here two paragraphs of the opinion, "there can be no doubt that the fundamental right to a public school education is firmly rooted in California law as it `has historically been accorded an ascendant position in this state. Indeed, at the very start, article IX of our 1849 Constitution created the office of Superintendent of Public Instruction; required the Legislature to encourage by all suitable means the promotion of intellectual, scientific, moral and agricultural improvement; required the Legislature to establish a system of common schools; and established a fund for the support of the common schools. (See Stats. 1849, p. 32.) ... Section 1 of article IX of the Constitution now provides, as it has since 1879: "A general diffusion of knowledge and intelligence being essential to the preservation of the rights and liberties of the people, the Legislature shall encourage by all suitable means the promotion of intellectual, scientific, moral, and agricultural improvement." Section 5 of article IX presently mandates, as it has since 1879: "The Legislature shall provide for a system of common schools by which a free school shall be kept up and supported in each district at least six months in every year, after the first year in which a school has been established."' (California Teachers Assn. v. Hayes (1992) 5 Cal.App.4th 1513, 1522 [7 Cal.Rptr.2d 699] ....) [¶] The early case of Ward v. Flood (1874) 48 Cal. 36 considered the provisions of the Constitution of 1849 relative to educational affairs which, in all material respects, [are] similar to the present Constitution. The Supreme Court said: "The opportunity of instruction at public schools is afforded the youth of the state by the statute of the state, enacted in obedience to the special command of the constitution of the state, directing that the legislature shall provide for a system of common schools, by which a school shall be kept up and supported in such district ..., etc. ([A]rt. XIX, [former] [§] 3). The advantage or benefit thereby vouchsafed to each child, of attending a public school is, therefore, one derived and secured to it under the highest sanction of positive law. It is therefore, a right — a legal right — as distinctively so as the vested right in property owned is a legal right, and as such it is protected, and entitled to be protected by all the guarantees by which other legal rights are protected and secured to the possessor." ([Ward, supra,] 48 Cal. at p. 50, italics added....)' (Slayton v. Pomona Unified School Dist. (1984) 161 Cal.App.3d 538, 548-549 [207 Cal.Rptr. 705], fn. omitted.)" (Lead opn., ante, p. 907.)
Thus, our state's jurisprudence makes clear that our children have a right to an education. And, as Chief Justice Cantil-Sakauye wrote when sitting on the
As the majority of state courts addressing this issue has recognized, if the constitutional provision is to have meaning, it must imply that the system of common schools must provide some minimum qualitative level of education. Such a reading of article IX of the California Constitution is fully consistent with, if not compelled by, the importance that our Supreme Court historically has placed on the role of education and the recognition that it is a fundamental right of all the state's children. Certainly there are extremes that all would agree fail to meet the constitutional standard — such as a curriculum that did not include reading or arithmetic, or a schedule of only one day or one hour per week. As stated by the Texas Supreme Court in a case much like the one before us, "no one would dispute that a public education system limited to teaching first-grade reading would be inadequate." (Neeley v. West Orange-Cove Consolidated Independent School Dist., supra, 176 S.W.3d at p. 778.) Indeed, in Butt v. State of California (1992) 4 Cal.4th 668 [15 Cal.Rptr.2d 480, 842 P.2d 1240], in determining whether the truncation of the school term by a school district violates the state Constitution's guaranty of educational equality, our Supreme Court pointed to the need to consider "the actual quality of the district's program, viewed as a whole." (Butt, supra, at pp. 686-687; see also, e.g., Connecticut Coalition for Justice in Education Funding, Inc. v. Rell, supra, 990 A.2d at pp. 249-250 ["our research has revealed that those state courts that have reached the merits of the issue overwhelmingly have held that there is a floor with respect to the adequacy of the education provided pursuant to their states' education clauses; that education must be in some way `minimally adequate' or `soundly basic'" (fn. omitted)]; Gannon v. State, supra, 319 P.3d at p. 1228] ["`There is a point where the legislature's funding of education may be so low that ... it would be impossible to find that the legislature has made "suitable provision for finance of the educational interests of the state."'"].)
The seemingly obvious point, with which my colleagues disagree, that the constitutional mandate to provide a public school system implies the need to maintain public schools at some minimum level of competence, is brought home by comparison to the right to counsel. Although both the federal and state Constitutions say merely that there is a right to "the assistance of counsel" (U.S. Const., 6th Amend.; Cal. Const., art. I, § 15), there is no doubt
Recognizing that the public schools must operate at some minimum level of proficiency admittedly does not define the quality of the system that must be maintained. Certainly the Constitution does not mandate particular curriculum or instructional methods, specifics that are within the discretion of the Legislature to determine. "There can thus be no doubt that our Constitution vests the Legislature with sweeping and comprehensive powers in relation to our public schools (Hall v. City of Taft [(1956)] 47 Cal.2d [177,] 179 [302 P.2d 574]), including broad discretion to determine the types of programs and services which further the purposes of education (California Teachers Assn. v. Hayes, supra, 5 Cal.App.4th at p. 1528)." (Wilson v. State Bd. of Education (1999) 75 Cal.App.4th 1125, 1134-1135 [89 Cal.Rptr.2d 745].) "[T]he curriculum and courses of study are not constitutionally prescribed [but] ... are details left to the Legislature's discretion [and] ... do not constitute part of the system but are merely a function of it. (California Teachers Assn. v. Board of Trustees [(1978)] 82 Cal.App.3d [249,] 255 [146 Cal.Rptr. 850].) The same could be said for such functions as educational focus, teaching methods, school operations, furnishing of textbooks and the like." (Wilson, supra, at p. 1135.)
Yet, the specifics of the education system prescribed by the Legislature do not necessarily create a system that provides students with a minimally acceptable basic education. The complaints before us forcefully allege that the current system does not do so. Plaintiffs allege that although "the state has established a comprehensive education program that defines specific academic knowledge, skills, and abilities that all public schools are expected to teach and all students are expected to learn ..., [t]here is ... one glaring omission in the state's required educational `system': The state makes absolutely no attempt to align funding policies and mechanisms with the educational program it has put in place, to determine the actual cost of the educational program, or to provide districts with the financial resources to provide the programs and services it has prescribed. Nor does the state's funding scheme take into account the learning needs of certain populations of students, including English Learners and economically disadvantaged children, to ensure that all children receive an opportunity to achieve the state's educational goals and thus have an opportunity to participate in civic life and become productive participants in the economy. Instead, the state bases
Under the current system and the minimum funding guarantee of Proposition 98
Consequently, the complaints allege: "California students are directly harmed by the state's failure to meet its constitutional obligation to support its system of public schools. In 2008-09, only 50% of California's students were proficient in English-Language Arts; only 37% of African-American students, 37% of Hispanic students. 36% of economically disadvantaged students, and 20% of English Learners reached this level. Only 46% of California's students were proficient in Mathematics; this percentage dropped to 30% for African-American students, 36% for Hispanic students, 37% for economically disadvantaged students, and 32% for English Learners. By eleventh grade, students in these groups had fallen even farther — in English
The lengthy complaints and extensive briefing, filled with references to a multitude of official reports and academic studies and papers, provide considerably more specifics, criticisms, and proposals than would be profitable to set out at this point. Among other reasons why further specificity here would be pointless is that in the several years that these cases have been pending, there have been legislative and funding changes that may affect the present accuracy of plaintiffs' allegations. Should these actions proceed to trial, the focus would of course be on current conditions to the extent that relevant data is available. Nonetheless, despite changes — hopefully improvements — that have occurred more recently, the fundamental issues raised by the complaints remain: Does the California Constitution imply minimum qualitative requirements for the state's educational system, and is it for the courts to determine whether those requirements are satisfied and to enforce them if they are not?
The contention that the current system fails to satisfy a constitutional mandate necessarily supposes a standard by which to define a minimally acceptable quality of education. The inherent difficulty of articulating such a standard, and the absence of such an articulation within the language of the state constitutions, in large part underlies the refusal of those state supreme courts that have declined to interpret their constitution to imply such a standard. However, decisions from many other states demonstrate that courts are capable of articulating such a standard, albeit a standard that is general and requires intensive factual analysis to apply.
In Campaign for Fiscal Equity, Inc. v. State, supra, 655 N.E.2d 661 (CFE I), for example, the New York Court of Appeal, with only the pleadings before it, did "not attempt to definitively specify what the constitutional concept and mandate of a sound basic education entails" but "articulate[d] a template reflecting [its] judgment of what the trier of fact must consider in determining whether defendants have met their constitutional obligation" (id. at pp. 666-667). The court held that a sound basic education within the meaning of the New York Constitution "should consist of the basic literacy, calculating, and verbal skills necessary to enable children to eventually function
A somewhat similar standard was articulated by the Supreme Court of Kentucky. (Rose v. Council for Better Education, supra, 790 S.W.2d 186.) Interpreting its state constitutional provision requiring the legislature to "provide for an efficient system of common schools" (Ky. Const., § 183), the court held that "[t]he essential, and minimal, characteristics of an `efficient' system of common schools" include providing all children with an adequate education, and that an adequate education is one which has as its goal the development of "at least the seven following capabilities: (i) sufficient oral and written communication skills to enable students to function in a complex and rapidly changing civilization; (ii) sufficient knowledge of economic, social, and political systems to enable the students to make informed choices; (iii) sufficient understanding of governmental processes to enable the student to understand the issues that affect his or her community, state, and nation; (iv) sufficient self-knowledge and knowledge of his or her mental and physical wellness; (v) sufficient grounding in the arts to enable each student to appreciate his or her cultural and historical heritage; (vi) sufficient training or preparation for advanced training in either academic or vocational fields so as to enable each child to choose and pursue life work intelligently; and (vii)
The Supreme Judicial Court of Massachusetts considered "[t]he guidelines set forth by the Supreme Court of Kentucky [to] fairly reflect [its] view" of the applicable guidelines under the Massachusetts Constitution. (McDuffy v. Secretary of the Executive Office of Education, supra, 615 N.E.2d at p. 554.) And the Supreme Court of Kansas "expressly adopted the Rose court's articulated standards like other supreme courts," deeming them "minimal standards" that "`should be considered as minimum goals in providing an adequate education.'" (Gannon v. State, supra, 319 P.3d at p. 1236.)
The Supreme Court of Connecticut concluded, "consistent with the conclusions of other state courts that have considered similar constitutional guarantees, that [the Connecticut constitutional provision that `there shall always be free public elementary and secondary schools in the state'] embodies a substantive component requiring that the public schools provide their students with an education suitable to give them the opportunity to be responsible citizens able to participate fully in democratic institutions such as jury service and voting, and to prepare them to progress to institutions of higher education, or to attain productive employment and otherwise to contribute to the state's economy." (Connecticut Coalition for Justice in Education Funding, Inc. v. Rell, supra, 990 A.2d at p. 227.)
Other state supreme courts have defined the contours of an acceptable system of public education in their own way, but have similarly concluded that the constitutional requirement of maintaining a system of public schools implies the duty to support the system at some qualitative level. (E.g., McCleary v. State, supra, 269 P.3d at pp. 231, 236, 250 [education required under state constitution "consists of the opportunity to obtain the knowledge and skills" described in a prior opinion,
In McDuffy v. Secretary of the Executive Office of Education, supra, 615 N.E.2d at page 517, the Supreme Judicial Court of Massachusetts considered these issues in the context of the commonwealth's constitutional provision requiring the commonwealth to "cherish" the public schools. The court reviewed the history of public education in Massachusetts and noted the importance attached to such education. The court concluded that "[w]hat emerges from this review is that the words are not merely aspirational or hortatory, but obligatory. What emerges also is that the Commonwealth has a duty to provide an education for all its children, rich and poor, in every city and town of the Commonwealth at the public school level...." (Id. at p. 548.) The record in that case "show[ed] clearly that, while the present statutory and financial schemes purport to provide equal educational opportunity in the public schools for every child, rich or poor, the reality is that
In Abbeville County School District v. State, supra, 767 S.E.2d at page 167, the Supreme Court of South Carolina "acknowledge[d] that the Defendants enacted a robust education scheme designed to address the critical aspects of public education," but observed that "student performance in the Plaintiff Districts demonstrates an apparent disconnect between intentions and performance." According to the court, "The measurable inputs and outputs show that the Defendants have failed to provide students in the Plaintiff Districts the requisite constitutional opportunity. Inadequate transportation fails to convey children to school or home in a manner conducive to even minimal academic achievement. Students in the Plaintiff Districts receive instruction in many cases from a corps of unprepared teachers. Students in these districts are grouped by economic class into what amounts to no more than educational ghettos, rated by the Department of Education's guidelines as substandard. Large percentages of the students in the Plaintiff Districts — over half in some instances — are unable to meet minimal benchmarks on standardized tests, but are nonetheless pushed through the system to `graduate.'" (Id. at p. 175.) The court held that "South Carolina's educational funding scheme is a fractured formula denying students in the Plaintiff Districts the constitutionally required opportunity [for a basic education]." (Id. at p. 173.)
As have the courts of these many states and others, I too conclude that the provisions of our state Constitution requiring the state to support a system of common schools is not without substance, and that the Constitution requires a system that provides students with a meaningful basic education in reality as well as on paper. As demonstrated by the experience in those states in which their Constitution has been interpreted to mandate an educational system meeting a qualitative standard, a standard such as those articulated in the opinions quoted above, though general, permits meaningful evaluation of a school system by educational professionals and experts. "These standards import a wide spectrum of considerations and are admittedly imprecise, but they are not without content.... The constitutional standards provide an appropriate basis for judicial review and determination." (Neeley v. West Orange-Cove Consolidated Independent School Dist., supra, 176 S.W.3d at pp. 778-779.) As noted by the Connecticut Supreme Court, its "explication of a constitutionally adequate education" (quoted above) was "crafted in broad terms." (Connecticut Coalition for Justice in Education Funding, Inc. v. Rell, supra, 990 A.2d at p. 254.) But, the court points out, this breadth reflects not only the "recognition of the political branches' constitutional responsibilities, and indeed, greater expertise, with respect to the implementation of specific
Defendants here make the same contention that other states have made in most of the cases cited above. As in the South Carolina case, they argue that "`the term "minimally adequate education" is purposely ambiguous, objectively unknowable, and unworkable in a judicial setting,' and that determining whether the Defendants are meeting their constitutional duty presents a non-justiciable political question." (Abbeville County School Dist. v. State, supra, 767 S.E.2d at p. 163.) My two colleagues essentially adopt this view but, like the Supreme Court of South Carolina, I respectfully disagree. As the court there stated, "Courts may experience difficulty in determining the precise parameters of constitutionally acceptable behavior; however, this imprecision does not necessarily signify that courts cannot determine when a party's actions, or the results of those actions, fall outside the boundaries of such constitutional parameters.... [¶] ... [A]s Chief Justice John Marshall famously stated, `[I]t is emphatically the province and duty of the judicial department to say what the law is.'" (Ibid., citations omitted, quoting Marbury v. Madison (1803) 5 U.S. 137, 138 [2 L.Ed. 60].)
The justiciability of a claim that the state is not providing students with a basic education required by the state constitution has been exhaustively analyzed in the opinions of numerous other state supreme courts. As did the Kansas Supreme Court, many have focused on the "`six characteristics or elements one or more of which must exist to give rise to a political question'" that is nonjusticiable set out in Baker v. Carr (1962) 369 U.S. 186, 217 [7 L.Ed.2d 663, 82 S.Ct. 691]. (Gannon v. State, supra, 319 P.3d at p. 1218; see id. at pp. 1219-1231.)
To a large extent, defendants' argument and the opinions of my two colleagues rest on the premise that plaintiffs are seeking to compel the California Legislature to appropriate additional funds for K-12 education, which is beyond the constitutional province of the judiciary. While plaintiffs' complaints surely indicate that additional funding is required to bring the public schools up to minimal constitutional quality, there are several reasons for which this limitation on judicial authority and respect for the role of the legislative and executive branches of government do not compel the dismissal of the action. Initially, the complaints address more than the level of present funding. Plaintiffs do not allege simply that the amount of funds appropriated to the schools is insufficient, but that the system by which funds are allocated among schools and school districts is significantly responsible for the inadequacies in the educational system. "[M]oney is only one of a number of elements that must be studied in giving definition and content to the constitutional promise of a thorough and efficient education." (Robinson v. Cahill (1976) 69 N.J. 449 [355 A.2d 129, 132].) An observation of the Texas Supreme Court may well apply here: following trial, the court there was convinced "that defects in the structure of the public school finance system expose the system to constitutional challenge. Pouring more money into the
Furthermore, to the extent that more funds are necessary to provide all students with the basic education mandated by the Constitution, the court's inability to compel the Legislature to appropriate those funds is no reason for the court to refrain from exercising its proper authority to determine whether the state is complying with the constitutional mandate. We need not presume that the Legislature will fail to respond appropriately if the court should ultimately determine that the Constitution is being violated by the lack of sufficient funding. Indeed, our Supreme Court has previously expressed its confidence that "the Legislature, aided by what we have said today ... will be able to devise a public school financing system which achieves constitutional conformity." (Serrano v. Priest (1976) 18 Cal.3d 728, 775, fn. 54 [135 Cal.Rptr. 345, 557 P.2d 929].) Many other courts, while recognizing the need for deference to the role of the legislature, have echoed this view. (E.g., Ex parte James (Ala. 1997) 713 So.2d 869, 882 ["[T]he judiciary should not presume at the outset of litigation of this nature that legislative and executive officials will be derelict in their duties. Indeed, it must assume the contrary."].) Moreover, as the experience in other states confirms, various forms
It is true that the experience in some states where the courts have ordered relief has not been entirely positive. In the State of Washington, the Supreme Court has held the state in contempt for failing to comply with its orders. (McCleary v. State of Washington, 84362-7, Supreme Ct. Order, Sept. 11, 2014.) In Kansas, school closings have been threatened as the result of judicial intervention. (Eveld, Kansas Supreme Court voices aggravation at Legislature in school funding case, The Kansas City Star (Nov. 6, 2015) <http://www.kansascity.com/news/local/article43417731.html> [as of Apr. 20, 2016].) Litigation in Texas has given rise to multiple decisions from the Texas Supreme Court since 1989, producing this dissenting opinion in 2005: "Of course, the true goal of this litigation is to put pressure on the Texas Legislature. We demanded legislative changes by holding the Texas school-finance system unconstitutional in [three separate cases] ... [and] warned that we might do so again soon in [two other cases]. The Court fulfills that threat today. But there is no end in sight; if the past is any indication, the new funding will not Last long, and public education will not change much." (Neeley v. West Orange-Cove Consolidated Independent School Dist., supra, 176 S.W.3d at pp. 800-801 (dis. opn. of Brister, J.), fns. omitted.) Litigation in those states is still ongoing, however, so that it cannot yet be said to what extent the court's involvement will have improved the quality of education in those jurisdictions.
In other states extended litigation following the court's recognition of a constitutional mandate for quality education has produced meaningful improvements in the educational system. In Massachusetts, for example, in 1993 its highest court directed entry of a declaration that the provisions of the commonwealth's constitution "impose an enforceable duty on the magistrates and Legislatures of this Commonwealth to provide education in the public schools for the children there enrolled" and "that the constitutional duty is not being currently fulfilled by the Commonwealth." (McDuffy v. Secretary of Executive Office of Education, supra, 615 N.E.2d at p. 555.) The court articulated broad guidelines, and "assume[d] that the Commonwealth will fulfil its duty to remedy the constitutional violations that [it] identified." (Id. at p. 554.) The court declared that "it is the responsibility of the Commonwealth to take such steps as may be required in each instance effectively to devise a plan and sources of funds sufficient to meet the constitutional mandate" (id. at pp. 555-556) and authorized the lower court to "retain jurisdiction to
In New York, the high court's ruling that the education article of their state constitution "require[d] the State to offer all children the opportunity for a sound basic education" (CFE I, supra, 655 N.E.2d at p. 666) led to a trial at which it was determined that inadequate funding caused New York City children not to receive that opportunity (CFE II, supra, 801 N.E.2d at p. 340-344). The court directed the state to ensure by means of "[r]eforms to the current system of financing school funding and managing schools ... that every school in New York City would have the resources necessary for providing the opportunity for a sound basic education." (Id. at p. 348.) The court directed the state to ascertain the actual cost of providing a sound basic education in New York City, rather than the state as a whole, and set a deadline to implement its directive. (Id. at pp. 348-349.) In response, the governor promptly issued an executive order creating the New York State Commission on Education Reform, charged with recommending education financing and other reforms that would ensure that all children in New York State have an opportunity to obtain a sound basic education. (CFE III, supra, 861 N.E.2d at p. 53.) Based on a methodology explained in CFE III, and the resulting estimated "spending gaps," the governor proposed legislation to provide increased funding to fill those gaps. That legislation was not initially enacted (id. at p. 55), but according to the 2007 update from the New York State Assembly education committee, "in response to the Campaign for Fiscal Equity, Governor Eliot Spitzer and the legislature dedicated hundreds of millions of taxpayer dollars to education in a revised formula which made high-needs children the state's priority. The City of New York will benefit greatly from this new approach." (Rep. Catherine Nolan, 2007 Update from
I would not presume to predict the long-term consequences of permitting plaintiffs' disturbing allegations to be examined at trial and the appropriateness of any remedy for confirmed inadequacies evaluated on appeal. I conclude only that plaintiffs have alleged ongoing violations of our state Constitution, that it is the responsibility of the courts to adjudicate the merits of that claim, that the courts are capable of fulfilling that responsibility, and that, should plaintiffs' allegations be proven, the potential for meaningful relief cannot be dismissed. It may well be that the extent to which proven deficiencies in California's educational system ultimately are corrected will depend on the good faith of legislators and other public officials and the play of political forces. Nonetheless, I would not assume that a judicial edict, entered and upheld after the searching inquiry demanded by our court system, would be for naught. I would therefore reverse the order sustaining demurrers and granting judgment on the pleadings as to the causes of action alleging the ongoing violation of section 5 of article IX of the California Constitution, and remand so that the accuracy of plaintiffs' allegations can be fully evaluated and appropriate relief thoughtfully considered.
I would therefore reverse the order sustaining demurrers and granting judgment on the pleadings as to the causes of action alleging the ongoing violation of section 5 of article IX of the California Constitution, and remand so that the accuracy of plaintiffs' allegations can be fully evaluated and appropriate relief thoughtfully considered.
We also find distinguishable Hartzell v. Connell (1984) 35 Cal.3d 899 [201 Cal.Rptr. 601, 679 P.2d 35] (Hartzell), cited by appellants. In Hartzell, our Supreme Court found that a school's imposition of fees for extracurricular activities violated the "free school" guarantee in section 5 of article IX because the activities, although not required for graduation, constituted an integral component of public education. (Hartzell, supra, at pp. 909-913.) However, the court did not find that the Constitution required such extracurricular activities had to be provided by a public school. The court held only that "[o]nce the community has decided that a particular educational program is important enough to be offered by its public schools, a student's participation in that program [could not] be made to depend upon his or her family's decision whether to pay a fee or buy a toaster," and "[t]he constitutional defect in [imposing] such fees [could] neither be corrected by providing waivers to indigent students, nor justified by pleading financial hardship." (Hartzell, supra, at pp. 912, 913.)